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August 24, 2010
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Welcome to Wisconsin Securities Lawyers.com

 

 
Did You Know?    
 
 
Swap: In general, the exchange of one asset or liability for a similar asset or liability
Swap: In general, the exchange of one asset or liability for a similar asset or liability for the purpose of lengthening or shortening maturities, or raising or lowering coupon rates, to maximize revenue or minimize financing costs. This may entail selling one securities issue and buying another in foreign currency; it may entail buying a currency on the spot market and simultaneously selling it forward. Swaps also may involve exchanging income flows; for example, exchanging the fixed rate coupon stream of a bond for a variable rate payment stream, or vice versa, while not swapping the principal component of the bond. Swaps are generally traded over-the-counter.

 



In today's financial world, national and Wisconsin investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our Wisconsin Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., Wisconsin Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud
  • Internet Fraud
  • Trading Fraud

Other aspects a Securities Lawyer can help you with include:

  • Securities Brokering
  • Securities Dealing
  • Securities Underwriting
  • Investment Advisory

Contact our Wisconsin Securities Lawyer Now!

 

 
Wisconsin Audio & Video    
 
  WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005

Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history.
Source: NPR
 
 
Wisconsin External Sites    
 
 

Press Release, Insurance Agents Recruited to Sell Fraud
Wisconsin Office of the Commissioner of Insurance finds agents selling ... Often the agents recruited are not licensed to sell securities and do not

 


  Securities News  
 


Latest news about securities cases in Wisconsin and nationwide:

Seven Members Of Organized Crime FamiliesPlead Guilty To Racketeering And Extortion
Roslynn R. Mauskopf, United States Attorney for the Eastern District of New York, announced the guilty pleas of Colombo Family captain JOSEPH BAUDA...
Read more >


SEC Charges Tenet Healthcare Corporation With Concealing Scheme To Meet Earnings Targets
The Securities and Exchange Commission today filed civil fraud charges in federal district court against Tenet Healthcare Corporation and its forme...
Read more >


Distributions Begin To Victims Of Improper Trading At NYSE Specialist Firms
Washington, D.C., - The Securities and Exchange Commission announced that starting today the fund administrator will begin making distribution...
Read more >


More Securities News >

 
 

Securities Terms

 


Tuesday's Term

Hedge Exemption

Definition:
An exemption from speculative position limits for bona fide hedgers and certain other persons who meet the requirements of exchange and CFTC rules.

Amortization

Definition:
Liquidation of a debt through installment payments.

Allowances

Definition:
The discounts (premiums) allowed for grades or locations of a commodity lower (higher) than the par (or basis) grade or location specified in the futures contract. See Differentials.

More Securities Terms >

 

Securities Resources

 


Search Securities resources in our resource center:

More Resources >

 

Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

More Securities Topics >

Wisconsin Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Appleton
  • Beloit
  • Burlington
  • Chippewa Falls
  • De Pere
  • Eau Claire
  • Fond Du Lac
  • Franklin
  • Green Bay
  • Janesville
  • Kenosha
  • La Crosse
  • Madison
  • Manitowoc
  • Marshfield
  • Menomonee Falls
  • Milwaukee
  • Neenah
  • New Berlin
  • Oak Creek
  • Oconomowoc
  • Oshkosh
  • Racine
  • Sheboygan
  • Stevens Point
  • Sun Prairie
  • Superior
  • Waukesha
  • Wausau
  • West Bend
  • Wisconsin Rapids
 


Legal Disclaimers
All attorney listings are a paid attorney advertisement, and do not in any way constitute a referral or endorsement by an approved or authorized lawyer referral service. The information provided on Wisconsin Securities Lawyers.com is not intended to be legal advice, but merely conveys general information related to legal issues commonly encountered. Your access to and use of this website is subject to additional Terms and Conditions.

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